Geeky things and other research from a work in progress

2009-03-31

Incremental attributes

I previously wrote about a design pattern I called an incremental fold (or catamorphism). I described it as a design pattern, because, as written, it cannot be factored into code. That is, it is a pattern for designing part of a program.

The pattern I presented is a useful way to implement functions that can be expressed as catamorphisms such that the result is incrementally computed for each operation on a value of a datatype. Unlike a fold defined directly as a function, which traverse an entire value, the incremental fold only traverses parts that are updated. For some values, this may provide a performance benefit.

This post shows how we can adapt the above idea to a more general concept that I'm calling incremental attributes. It's more general in that incremental attributes can express the incremental fold as well as other flows of incremental computation.

Review of the incremental fold

First, let's review the implementation of the incremental fold.

[Note: This is not a literate Haskell article, because there's too much duplicated code required; however, all source files are available.]

module IncrementalAttributes1Synthesized where

data Tree a s
= Tip s
| Bin a (Tree a s) (Tree a s) s
deriving Show

data Alg a s
= Alg { stip :: s, sbin :: a -> s -> s -> s }

result :: Tree a s -> s
result (Tip s) = s
result (Bin _ _ _ s) = s

tip :: Alg a s -> Tree a s
tip alg = Tip (stip alg)

bin :: Alg a s -> a -> Tree a s -> Tree a s -> Tree a s
bin alg x lt rt = Bin x lt rt (sbin alg x (result lt) (result rt))

empty :: (Ord a) => Alg a s -> Tree a s
empty = tip

singleton :: (Ord a) => Alg a s -> a -> Tree a s
singleton alg x = bin alg x (tip alg) (tip alg)

insert :: (Ord a) => Alg a s -> a -> Tree a s -> Tree a s
insert alg x t =
case t of
Tip _ ->
singleton alg x
Bin y lt rt _ ->
case compare x y of
LT -> bin alg y (insert alg x lt) rt
GT -> bin alg y lt (insert alg x rt)
EQ -> bin alg x lt rt

fromList :: (Ord a) => Alg a s -> [a] -> Tree a s
fromList alg = foldr (insert alg) (empty alg)

heightAlg :: Alg a Integer
heightAlg = Alg 0 (\_ x y -> 1 + max x y)

t1 = fromList heightAlg "azbycx"

This will be the starting point for our discussion. We have a basic binary tree with an algebra type that gives the fold functions, stip and sbin. The application of the algebra is blended into the utility functions just as it was with the incremental fold. I have chosen to keep the representation simple, so the algebra is passed around as an argument to the functions. This could, of course, be done with type classes. Lastly, we have an example algebra that determines the height of a tree. To get the height of the example t1, simply type result t1 after loading this file into GHCi.

Incrementally inherited attributes

Suppose that, instead of height, we wanted to incrementally compute the depth of every node. Thus, we would attach a value to each node that stored its distance from the root. We can't do that with the above implementation, because attributes are only fed "upwards" or from the leaves to the root. We have no way of passing information downwards. The solution is to use inherited attributes.

Before presenting the code, here is a little side note. You may notice the use of the words synthesized and inherited here. The terminology comes from the study of attribute grammars, extending context-free grammars to support semantic operations. Wouter Swierstra wrote a great tutorial on attribute grammars in Haskell for The Monad Reader in 2005. In fact, I use an example from there at the end of this article. You can think of synthesized as "produced by the children for the parent" and inherited as "passed down from the parent to the children."

As you can now imagine, inherited attributes will allow us to bring information to the leaves. Many of the changes to the code are trivial, so we ignore them. The relevant changes are the following:

data Alg a i
= Alg { itip :: i -> i, ibin :: a -> i -> i }

tip :: Alg a i -> i -> Tree a i
tip alg i = Tip (itip alg i)

bin :: Alg a i -> i -> a -> Tree a i -> Tree a i -> Tree a i
bin alg i x lt rt = Bin x (update i lt) (update i rt) i
where
update i' t =
case t of
Tip _ ->
tip alg i'
Bin x lt rt _ ->
let s = ibin alg x i' in
Bin x (update s lt) (update s lt) s

The datatype Alg (that I'm still calling the algebra, though that may not be proper use of the category theoretical term) now has functions that take an inherited attribute from a parent and create a new inherited attribute to be stored with the node and passed on to its children. The change to bin is the more complicated of the changes, because once a Bin constructor is constructed, all of its child nodes must be updated with new inherited values.

To implement an algebra for depth, we do the following:

depthAlg :: Alg a Int
depthAlg = Alg (+1) (const (+1))

t1 = fromList depthAlg 0 "azbycx"

Load the code and check the result to see for yourself what it looks like.

One is not enough

Now that we have use cases for synthesized and inherited incremental attributes, we're going to want both. Fortunately, that's not too difficult. The new datatypes are simply a product of the two previous:

data Tree a i s
= Tip i s
| Bin a (Tree a i s) (Tree a i s) i s
deriving Show

data Alg a i s
= Alg { itip :: i -> i, ibin :: a -> i -> i,
stip :: s, sbin :: a -> s -> s -> s }

You can now see why I was using s and i to distinguish the types of the attributes. Again, most of the code modifications are trivial, and the bin function needs special attention.

bin :: Alg a i s -> i -> a -> Tree a i s -> Tree a i s -> Tree a i s
bin alg i x lt rt =
Bin x (update i lt) (update i rt) i (sbin alg x (sresult lt) (sresult rt))
where
update i' t =
case t of
Tip _ _ ->
tip alg i'
Bin y ylt yrt _ s ->
let j = ibin alg y i' in
Bin y (update j ylt) (update j yrt) j s

Defining an algebra for both depth and height is no more difficult than defining each alone.

depthAndHeightAlg :: Alg a Int Int
depthAndHeightAlg = Alg (+1) (const (+1)) 1 (\_ x y -> 1 + max x y)

Feedback

You probably know where this is going by now. There's that famous saying, "what goes down must come up." We want more than just two separate directions of information flow. We want to utilize the information flowing toward the leaves to help determine that which flows up to the root or vice versa. A simple example of this is a counter that annotates each node with its rank in an in-order traversal. This can't be done with just synthesized or inherited attributes, because it depends on a combination of input from the parent, children, and siblings for each node.

The code is similar to the previous implementation, but the differences in Alg are important.

data Alg a i s
= Alg { ftip :: i -> s, fbin :: a -> i -> s -> s -> (i, i, s) }

Each node now has a single inherited attribute, because it has a single parent. We use the synthesized attributes to store a local result, so each constructor only has one as an output. For the Bin constructor, we have a pair of incoming synthesized values and a pair of outgoing inherited values. The left component in each pair is associated with the left child, and the right with the right child. This allows us to have information flow up from the synthesized attribute of the left child and down to the inherited attribute of the right or in the opposite direction.

The bin is again tricky to write correctly.

bin :: Alg a i s -> i -> a -> Tree a i s -> Tree a i s -> Tree a i s
bin alg i x lt rt = update i (Bin x lt rt undefined undefined)
where
update j t =
case t of
Tip _ _ ->
tip alg j
Bin y ylt yrt _ _ ->
let (li, ri, s) = fbin alg y j (sresult zlt) (sresult zrt)
zlt = update li ylt
zrt = update ri yrt
in Bin y zlt zrt j s

Notice the circular programming here. The definition and uses of, for example, li and zlt show that we could easily loop infinitely. This depends on how the specific algebra functions are implemented. Here is the "counter example":

newtype CounterI = CI { cntI :: Int } deriving Show
data CounterS = CS { size :: Int, cntS :: Int } deriving Show

counterAlg :: Alg a CounterI CounterS
counterAlg = Alg ft fb
where

ft :: CounterI -> CounterS
ft i = CS { size = 1, cntS = cntI i }

fb :: a -> CounterI -> CounterS -> CounterS -> (CounterI, CounterI, CounterS)
fb _ i ls rs =
( i -- left
, CI { cntI = 1 + cntI i + size ls } -- right
, CS { size = 1 + size ls + size rs
, cntS = cntI i + size ls }
)

t1 = fromList counterAlg (CI { cntI = 0 }) "azbycx"

I've relied heavily on record syntax to document the flow of information. Notice in fb how the i is directly inherited by the left child and how the right child inherits the new count that depends on the size of the left subtree and the inherited count of its parent. As shown in this example, the dependency flow must be unidirectional for one desired result. But there's no reason we can't go up, down, and then up again (for example).

Revisiting the diff problem.

As I mentioned, Wouter wrote a good introduction to attribute grammars in Haskell (which I highly recommend that you read). He focuses on the use of the UUAG system to generate code for solving problems that are harder to solve with traditional functional programming techniques. He describes the problem as follows:

Suppose we want to write a function diff :: [Float] -> [Float] that given a list xs, calculates a new list where every element x is replaced with the difference between x and the average of xs. Similar problems pop up in any library for performing statistical calculations.

Great problem! And we can solve it using incremental attributes in Haskell instead of in UUAG's attribute grammar syntax.

newtype DiffI = DI { avg :: Float } deriving Show
data DiffS = DS { sumD :: Float, len :: Float, res :: Float } deriving Show

diffAlg :: Alg Float DiffI DiffS
diffAlg = Alg ft fb
where

ft :: DiffI -> DiffS
ft i =
DS { sumD = 0
, len = 0
, res = 0
}

fb :: Float -> DiffI -> DiffS -> DiffS -> (DiffI, DiffI, DiffS)
fb x i ls sr =
( i
, i
, DS { sumD = x + sumD ls + sumD sr
, len = 1 + len ls + len sr
, res = x - avg i
}
)

The implementation is not too much more difficult than the attribute grammar solution. We don't have the clean separation of concerns, but adding another attribute only means adding another field in DI or DS depending on whether it's inherited or synthesized.

Oh, but we're not done! Where's the actual average generated? Ah right, that's fed to the root inherited attribute.

t2 = let val = fromList diffAlg (DI { avg = a }) [1,4,1.5,3.5,2,3,2.5]
s = sresult val
a = sumD s / len s
in val

Here's another example of circular programming. Due to the way we implemented the application of the algebra, we can take advantage of lazy evaluation to ensure that the sum and length (and thus average) are incrementally computed and, as a result, the difference (res) is determined as needed for each node.

2009-03-06

Experiments with EMGM: Emacs org files

I've been meaning to write some things about EMGM for a while, but I hadn't found one of those round tuits as of yet. Until now.

David Miani is working on a Haskell library for interacting with emacs org files. "For those that do not know, an org file is a structured outline style file that has nested headings, text, tables and other elements," says David. He has a collection of datatypes for building and manipulating these files.

David seeks a better way to do what he's doing. (It's a noble goal. I hope you keep doing it.) To return to his words: "While writing an OrgFile is fairly easy, reading (and accessing inner parts) of an org file is very tedious, and modifying them is horrendous." He goes on to give an example that I'll describe more below.

When I read the above statement, I was expecting that generic programming could help him out. When I saw his code, I knew it was a perfect use case. That's what inspired this entry, the first use case for EMGM from Haskell Café.

First, this is a literate Haskell post, so we run through the usual preliminaries.

> {-# LANGUAGE TemplateHaskell       #-}
> {-# LANGUAGE MultiParamTypeClasses #-}
> {-# LANGUAGE FlexibleContexts #-}
> {-# LANGUAGE FlexibleInstances #-}
> {-# LANGUAGE OverlappingInstances #-}
> {-# LANGUAGE UndecidableInstances #-}
>
> module Org where
>
> import Text.Regex.Posix

We import Generics.EMGM.Derive for the deriving portion of EMGM. This is not exported from the main body of the library, because it has a lot of symbols only needed for building a representation. We'd rather not clog up your symbol list if possible.

> import Generics.EMGM.Derive

In general, I'd recommend doing the deriving in a separate module and only export the datatype and generated type class instances. Then, in other modules, you can use EMGM functions or write your own. However, this being a demonstration, we will also import Generics.EMGM here to use the available functions.

> import qualified Generics.EMGM as G

The following collection of types are copied from David's post. They describe the structure of an org file.

> type Line = Int
> type Column = Int
>
> data FilePosition = FilePosition Line Column
>
> data WithPos a = WithPos { filePos :: FilePosition, innerValue :: a }
>
> data OrgTableP = OrgTableP [WithPos OrgTableRow]
>
> data OrgFileElementP
> = TableP OrgTableP
> | ParagraphP String
> | HeadingP OrgHeadingP
>
> data OrgHeadingP = OrgHeadingP Int String [WithPos OrgFileElementP]
>
> data OrgFileP = OrgFileP [WithPos OrgFileElementP]
>
> data OrgTableRow
> = OrgTableRow [String]
> | OrgTableRowSep

In order to use EMGM, we must generate the values and instances used by the library. This is simple with one Template Haskell (TH).

> $(deriveMany 
> [ ''FilePosition
> , ''WithPos
> , ''OrgTableP
> , ''OrgHeadingP
> , ''OrgFileElementP
> , ''OrgFileP
> , ''OrgTableRow
> ])

Note that in this case, we had to use deriveMany for a list of type names. For the most part, we'd probably use derive; however, the datatypes OrgHeadingP and OrgFileElementP are mutually recursive. If we use derive for each type, then some values are generated that are naturally also muturally recursive. Apparently, TH expects all symbols to be available on a per-splice basis. This means that we can't $(derive ''OrgFileElementP) and then $(derive ''OrgHeadingP) or vice versa. We have to derive them simultaneously, so that both sets of symbols are available at the same time.

David gives the example of reading "the description line for the project named 'Project14'" in the following file:

* 2007 Projects
** Project 1
Description: 1
Tags: None
** Project 2
Tags: asdf,fdsa
Description: hello
* 2008 Projects
* 2009 Projects
** Project14
Tags: RightProject
Description: we want this

He then provides some messy code to perform it. (No offense meant. Mine would've looked no better.) I'll skip the code, since I couldn't get it to compile as provided.

Our solution using EMGM follows:

> projDesc :: String -> OrgFileP -> Maybe String
> projDesc name file = do
> hdg <- G.firstr (headings name file)
> para <- firstPara hdg
> if para =~ "Description" then return para else Nothing
>
> headings :: String -> OrgFileP -> [OrgHeadingP]
> headings name = filter check . G.collect
> where
> check (OrgHeadingP _ possible _) = name == possible
>
> firstPara :: OrgHeadingP -> Maybe String
> firstPara hdg = paraStr =<< G.firstr (G.collect hdg)
> where
> paraStr (ParagraphP str) = Just str
> paraStr _ = Nothing

Primarily, we take advantage of the functions collect and firstr. Here, collect is the key. It's type is collect :: (Rep (Collect b) a) => a -> [b], and it returns a list of bs stored somewhere in a value of type a. This allows us to collect the OrgHeadingPs in an OrgFileP (headings) and the OrgFileElementPs in an OrgHeadingP (firstPara). Now, we don't have to build a bunch of functions that break down each of these types to get to their components.

Our use of firstr is simply the same as we would use the Prelude function head, except that firstr returns a Maybe: unlike head, it's a total function.

David's top-level function would now become this:

> get14 :: OrgFileP -> Maybe String
> get14 = projDesc "Project14"

Well, this was a fun experiment with generic programming. I hope to do more in the future.

I want to thank David for bringing up this problem in the mailing list. Not only did I get to play more with EMGM, I also released an update to the library when I discovered the issue requiring deriveMany.

Update 2008-03-30: The source code for this entry is now available at GitHub.

2009-03-02

Template Haskell 2.3 or Cabal 1.2? EMGM can't have both!

Updates below!

I'm about ready to give up. I would like EMGM to support both GHC 6.8 and 6.10 to allow for more potential uses. This effectively means it should build with Cabal version 1.2 (which is distributed with GHC 6.8) and 1.6 (distributed with GHC 6.10). I didn't think this would be a difficult problem, — shows you what little I know — but it has turned into a reasonably sized annoyance.

As of version 0.2, EMGM supports generating code for type representations using Template Haskell (TH). Since TH is now a dependency, I thought it would be handy to provide the representation values and instances for it. And so I do that here. If you look at the linked file, you'll notice an #ifdef surrounding $(derive ''Loc). This is because the template-haskell package includes a new Loc datatype in version 2.3, and in order to support versions 2.2 (for GHC 6.8) and 2.3 (for GHC 6.10), I needed to do some funky C preprocessor (CPP) stuff.

Well, I followed the advice given in this thread started by Jason Ducek with useful responses from Duncan Coutts. The result was this emgm.cabal file with a flag for determining which version of template-haskell was available and whether or not to define the necessary macro. I later learned that this does't work when attempting to cabal-install GHC 6.8, because template-haskell-2.3 fails to correctly specify the version of base or GHC that it requires.

Now, to work around this problem, Duncan described how to hook into Cabal to get the actual package dependencies and insert the CPP option into the build info. It was not too difficult to figure this out. And in fact, the code for my Setup.lhs is in the appendix of this article in case it is later useful for me or someone else.

Unfortunately, as soon as I had this implemented, I discovered it didn't work in GHC 6.8.3/Cabal 1.2. There's a very minor difference in Cabal that simply breaks my code, and I don't know how to work around it. The difference is in PackageIdentifier:

Cabal 1.2:

> data PackageIdentifier = PackageIdentifier { pkgName :: String, pkgVersion :: Version }

Cabal 1.6:

> data PackageIdentifier = PackageIdentifier { pkgName :: PackageName, pkgVersion :: Version }
> newtype PackageName = PackageName String

I need PackageIdentifier to determine which version of template-haskell is being used as a dependency. But I either use a String or a PackageName depending on which version of Cabal is used. I don't think there's a way to know which version of Cabal is used when building a Setup.lhs file.

As far as I can tell, my options are the following:

  1. Hack more on the Setup.lhs to figure out a different way of dealing with the template-haskell issue.
  2. Release for GHC 6.10 only. Note that the problem only occurs when mixing cabal-install and template-haskell. EMGM builds fine with GHC 6.8 in general.
  3. Remove the TH deriving code and the CPP macro.
  4. Leave things as they are and warn people about the issue. If/when template-haskell gets patched, it may fix the problem.

I'm probably going to go with the last option for now.

Appendix

This is a literate Haskell Setup.lhs containing a build hook for passing a CPP option when a version of the template-haskell package greater than or equal to 2.3 is specified as a dependency. You might find it a useful example of using part of the Cabal library.

> module Main (main) where
> import System.Cmd
> import System.FilePath
> import Data.Version
> import Distribution.Simple
> import Distribution.Simple.LocalBuildInfo
> import Distribution.Simple.Program
> import Distribution.Simple.Setup
> import Distribution.Package
> import Distribution.PackageDescription
> main :: IO ()
> main = defaultMainWithHooks hooks
> where
> hooks = simpleUserHooks { buildHook = buildHook' }
> -- Insert CPP flag for building with template-haskell versions >= 2.3.
> buildHook' :: PackageDescription -> LocalBuildInfo -> UserHooks -> BuildFlags -> IO ()
> buildHook' pkg lbi hooks flags =
> buildHook simpleUserHooks pkg (lbi { localPkgDescr = newPkgDescr }) hooks flags
> where
>     -- Old local package description
> oldPkgDescr = localPkgDescr lbi
>     -- New local package description
> newPkgDescr =
> case thVersion of
> Nothing ->
> oldPkgDescr
> Just version ->
> if version >= Version [2,3] []
> then
> oldPkgDescr
> { library = addThCppToLibrary (library oldPkgDescr)
> , executables = map addThCppToExec (executables oldPkgDescr)
> }
> else
> oldPkgDescr
>     -- Template Haskell package name
> thPackageName = "template-haskell"
>     -- template-haskell version
> thVersion = findThVersion (packageDeps lbi)
>     -- CPP options for template-haskell >= 2.3
> thCppOpt = "-DTH_LOC_DERIVEREP"
>     -- Find the version of the template-haskell package
> findThVersion [] = Nothing
> findThVersion (PackageIdentifier (PackageName name) version:ps)
> | name == thPackageName = Just version
> | otherwise = findThVersion ps
>     -- Add the template-haskell CPP flag to a BuildInfo
> addThCppToBuildInfo :: BuildInfo -> BuildInfo
> addThCppToBuildInfo bi =
> bi { cppOptions = thCppOpt : cppOptions bi }
>     -- Add the template-haskell CPP flag to a library package description
> addThCppToLibrary :: Maybe Library -> Maybe Library
> addThCppToLibrary ml = do
> lib <- ml
> return (lib { libBuildInfo = addThCppToBuildInfo (libBuildInfo lib) })
>     -- Add the template-haskell CPP flag to an executable package description
> addThCppToExec :: Executable -> Executable
> addThCppToExec exec =
> exec { buildInfo = addThCppToBuildInfo (buildInfo exec) }

P.S. I used the recently released pandoc 1.2 for this article. Nice highlighting, eh?

Update #1: Apparently, Blogger's feed and/or Planet Haskell aren't ready for the games I played with pandoc. Thus, I have removed the syntax highlighting. That's unfortunate, because it looked good on the web.

Update #2: Thanks to the magic of the internets and the fact that there are people much smarter than I, there is a solution. In hindsight, it's obvious (of course): dynamically typed programming!

Neil Mitchell sent me this little piece of code which does just the trick:


> mkPackageName :: (Read a) => String -> a
> mkPackageName nm =
>   fst $ head $ reads shownNm ++ reads ("PackageName " ++ shownNm)
>   where
>     shownNm = show nm

So, I plugged this into thPackageName, removed PackageName from the pattern in findThVersion, and—voilà!—it worked.

2009-02-19

The strict danger of switching from pure to monadic Template Haskell

Due to several issues with the Template Haskell (TH) deriving in EMGM (which I knew were there, but needed significant motivation to fix), I realized it was time to convert much of my code from pure to monadic. From the beginning, I developed it to be as non-monadic (i.e. not in Q) as possible for all the reasons one is supposed to. This led to several challenges that were not too difficult to surmount at the time. Namely, reify and newName had to be used at the top level of my function hierarchy, and their values had be passed down. But now I really need reify in a few places in the depths of the code, and it is quite impractical to do otherwise. For example, I need to expand type synonyms, and if I do that at the top level, every name is now either a name or some adaptation of a type declaration.

Most of the refactoring was surprisingly easy. I simply changed uppercase constructors to their lowercase, monadic equivalents (see the docs for the difference). However, I ran into a problem in which a function specific to bifunctor types was getting applied to monomorphic types. This lead to strange errors (compile-time of course, since it's TH) that told me something had changed in the way the functions were used. It was very likely not the programming logic itself, because I was carefully migrating individual functions a few at a time and testing as I went. But somehow, once I reached the point in the code where I needed reify, I started getting these error reports (my code, though it was for unexpected inputs).

After several hours of tracing through with report, I found the problem. Here is the blah-ified (and simplified) original code:

-- Non-monadic:
blah :: ... -> ...
blah ... = ...

-- Monadic wrapper
blahM :: ... -> Q [...]
blahM ... = return [blah ...]

-- Exposed
fun :: ... -> Q ...
fun ... = do
  a <- ...
  b <- blahM ...
  let x =
        case ... of
          1 -> a
          2 -> b
          _ -> []
  return (... ++ x)

Most of the logic lies under blah, so it follows that I monadicized (monadified?) blah which required a minor changed to blahM:

blah :: ... -> Q ...
blah ... = ...

blahM :: ... -> Q [...]
blahM ... = do
  x <- blah ...
  return [x]

Now, this didn't affect anything immediately. I kept converting my functions to the monadic religion, and at some point, I suppose I evangelized too much. Then, I believe that blah, which by the original design was meant to be called lazily, became too strict. It was getting called every time, instead of only when the case expression matched on 2. Once I realized this, it was evident that I needed to change fun.

fun :: ... -> Q ...
fun ... = do
  x <-
    case ... of
      1 -> ...
      2 -> blahM ...
      _ -> return []
  return (... ++ x)

Now, everything is strictly normal again. No strange errors to keep me up at night. I believe now that blahM was always getting evaluated even though blah was not. So, as I pushed the monad down into the code, more and more things were getting strictly evaluated.

I keep learning that I don't understand laziness as well as I think I do. Or maybe it's that I don't understand strictness. Or perhaps I'm too lazy to strictly learn both.

I also resolve never to write non-monadic Template Haske11 code again (excluding small and/or simple functions, of course). The amount of work required is not worth the benefits gained.

2009-02-15

Incremental fold, a design pattern

I recently read the article "How to Refold a Map" by David F. Place in The Monad.Reader Issue 11. I've been thinking about incremental algorithms in Haskell for some time, and I realized that Place has written a specific instance (and optimization) of a more general concept: the incremental fold.

In this article, I demonstrate a design pattern for converting a datatype and related functions into an incremental fold. The pattern is not difficult to comprehend, but it would be nice to improve upon it. I explore a few improvements and issues with those improvements. Ultimately, I'd like to see this functionality in a program instead of a design pattern.

Note: This is a literate Haskell article. You can copy the text of the entire article, paste it into a new file called IncrementalTreeFold.lhs, and load it into GHCi.


> {-# LANGUAGE MultiParamTypeClasses #-}
> {-# LANGUAGE FlexibleInstances #-}
> {-# LANGUAGE ScopedTypeVariables #-}

> module IncrementalTreeFold where
> import Prelude hiding (elem)
> import qualified Data.Char as Char (ord)

Introducing a Typical Binary Tree

Before we get to the conversion, let's choose an appropriate datatype. Place adapted the Map type used in Data.Map (or Set in Data.Set). To simplify my presentation, I will use an ordered binary tree with labeled nodes.


> data Tree a
>   = Tip
>   | Bin a (Tree a) (Tree a)
>   deriving Show

Next, let's introduce some useful functions. An incremental fold is not necessarily like applying a fold function (a.k.a. a catamorphism, not a crush function that has become known as a fold) to a value directly. Instead, as I will later show, it integrates into existing functions that manipulate values. That said, we should have some functions for building Trees. Here is the beginning of a Tree API. (There are a number of other operations, e.g. delete and lookup, that can easily be added but do not contribute much to the discussion.)

empty builds a tree with no elements.


> empty :: (Ord a) => Tree a
> empty = Tip

singleton builds a tree with a single element.


> singleton :: (Ord a) => a -> Tree a
> singleton x = Bin x Tip Tip

insert puts a value in the appropriate place given a left-to-right ordering of values in the tree.


> insert :: (Ord a) => a -> Tree a -> Tree a
> insert x t =
>   case t of
>     Tip ->
>       singleton x
>     Bin y lt rt ->
>       case compare x y of
>         LT -> Bin y (insert x lt) rt
>         GT -> Bin y lt (insert x rt)
>         EQ -> Bin x lt rt

fromList creates a tree from a list of values.


> fromList :: (Ord a) => [a] -> Tree a
> fromList = foldr insert empty

elem determines if a value is an element of a tree.


> elem :: (Ord a) => a -> Tree a -> Bool
> elem x t =
>   case t of
>     Tip ->
>       False
>     Bin y lt rt ->
>       case compare x y of
>         LT -> elem x lt
>         GT -> elem x rt
>         EQ -> True

Now, using our library of sorts, we can create binary search tree and check if a value is in the tree.


> test1 = 37 `elem` fromList [8,23,37,82,3]

Tree Folds

Suppose that we now want the size of the tree. For good abstraction and high reuse, we create a fold function.


> data Alg a b = Alg { ftip :: b, fbin :: a -> b -> b -> b }

> fold :: Alg a b -> Tree a -> b
> fold alg = go
>   where
>     go Tip           = ftip alg
>     go (Bin x lt rt) = fbin alg x (go lt) (go rt)

fold allows us to write a simple size function.


> size :: Tree a -> Int
> size = fold (Alg 0 (\_ lr rr -> 1 + lr + rr))

I use the datatype Alg here to contain the algebra of the fold. In size, we simply replace each constructor in the algebra of Tree with a corresponding element from the algebra of integer addition. Since you're reading this article, you're probably a Haskell programmer and already familiar with the sorts of functions that can be written with folds. Here are a few others.


> filter :: (a -> Bool) -> Tree a -> [a]
> filter f = fold (Alg [] (\x lr rr -> if f x then [x] else [] ++ lr ++ rr))

> ord :: Tree Char -> Tree Int
> ord  = fold (Alg Tip (\x lt rt -> Bin (Char.ord x) lt rt))

Incremental Change

Now that we have a grasp on using a fold on a datatype, I would like to show how to extend my binary tree "library" defined above to support an incremental fold. The incremental fold can (I believe) do everything a traditional fold can do, but it does it during Tree construction instead of externally in a separate function. This means that every time we produce a new Tree (via singleton, insert, or fromList for example), we get a new result of the incremental fold.

Transforming our library into an incremental calculating machine involves several steps. The first step is extending the datatype to hold the incremental result. Since we want to be polymorphic in the result type, we add a type parameter r to the Tree type constructor. And since each constructor may possibly have an incremental result, it must also be extended with a place holder for r.


> data Tree' a r
>   = Tip' r
>   | Bin' a (Tree' a r) (Tree' a r) r
>   deriving Show

For convenience and possibly to hide the modified constructors from the outside world, we add a function for retrieving the increment result.


> result' :: Tree' a r -> r
> result' (Tip' r)       = r
> result' (Bin' _ _ _ r) = r

As I mentioned earlier, the machinery of the fold is now in the construction. To implement this second step, we use smart constructors.


> tip' :: Alg a r -> Tree' a r
> tip' alg = Tip' (ftip alg)

> bin' :: Alg a r -> a -> Tree' a r -> Tree' a r -> Tree' a r
> bin' alg x lt rt = Bin' x lt rt (fbin alg x (result' lt) (result' rt))

Both tip' and bin' construct new values of Tree' a r and using the algebra, calculate the incremental result to be stored in each value. Thus, the actual fold operation is "hidden" in the construction of values.

Now, in order to put the incremental fold to work in a function, we simply (1) add the algebra to the function's arguments, (2) add an wildcard pattern for the result field in constructor patterns, and (3) replace applications of the constructors with that of their incremental cousins. Here's an example of the singleton and insert functions modified for incremental folding.


> singleton' :: (Ord a) => Alg a r -> a -> Tree' a r
> singleton' alg x = bin' alg x (tip' alg) (tip' alg)

> insert' :: (Ord a) => Alg a r -> a -> Tree' a r -> Tree' a r
> insert' alg x t =
>   case t of
>     Tip' _ ->
>       singleton' alg x
>     Bin' y lt rt _ ->
>       case compare x y of
>         LT -> bin' alg y (insert' alg x lt) rt
>         GT -> bin' alg y lt (insert' alg x rt)
>         EQ -> bin' alg x lt rt

Comparing these functions with the initial versions, we see that the changes are readily apparent. Modify every other Tree'-hugging function in the same manner, and you have a design pattern for an incremental fold!

Improving the Incremental Implementation

Of course, you may complain that there's some amount of boilerplate work involved. For example, we have to add this alg argument everywhere. Let's try to replace that with a type class.


< class Alg'' a r where
<   ftip'' :: r
<   fbin'' :: a -> r -> r -> r

And we redefine our smart constructors.


< tip'' :: (Alg' a r) => Tree' a r
< tip'' = Tip' ftip''

But there's a problem here! GHC reports that it Could not deduce (Alg'' a r) from the context (Alg'' a1 r). The poor compiler cannot infer the type of the parameter a since ftip'' has only type r.

Let's try another version of the class. In this one, we add a dummy argument to ftip' in order to force GHC to correctly infer the full type.


> class Alg'' a r where
>   ftip'' :: a -> r
>   fbin'' :: a -> r -> r -> r

> tip'' :: forall a r . (Alg'' a r) => Tree' a r
> tip'' = Tip' (ftip'' (undefined :: a))

> bin'' :: (Alg'' a r) => a -> Tree' a r -> Tree' a r -> Tree' a r
> bin'' x lt rt = Bin' x lt rt (fbin'' x (result' lt) (result' rt))

This provides one (not very pretty) solution to the problem. I'm able to get around the need to require an argument for tip'' by using lexically scoped type variables. But it doesn't remove the ugly type from ftip'', and the user is forced to ignore it when writing an instance.

The functions can now be rewritten with the Alg'' constraint.


> empty'' :: (Ord a, Alg'' a r) => Tree' a r
> empty'' = tip''

> singleton'' :: (Ord a, Alg'' a r) => a -> Tree' a r
> singleton'' x = bin'' x tip'' tip''

> insert'' :: (Ord a, Alg'' a r) => a -> Tree' a r -> Tree' a r
> insert'' x t =
>   case t of
>     Tip' _ ->
>       singleton'' x
>     Bin' y lt rt _ ->
>       case compare x y of
>         LT -> bin'' y (insert'' x lt) rt
>         GT -> bin'' y lt (insert'' x rt)
>         EQ -> bin'' x lt rt

> fromList'' :: (Ord a, Alg'' a r) => [a] -> Tree' a r
> fromList'' = foldr insert'' empty''

These versions look more like the non-incremental implementations above. To use them, we need to declare an instance of Alg'' with an appropriate algebra for our desired incremental result. Here's how we would rewrite size.


> newtype Size = Size { unSize :: Int }

> instance Alg'' a Size where
>   ftip'' _ = Size 0
>   fbin'' _ lr rr = Size (1 + unSize lr + unSize rr)

> size'' :: Tree' a Size -> Int
> size'' = unSize . result'

> test2 = size'' $ insert'' 's' $ insert'' 'p' $ insert'' 'l' $ fromList'' "onderzoek"

Size is still defined as a fold, but the result is incrementally built with each application of a library function. This can have a nice performance boost as Place also found in his article.

Generic Thoughts

On reflecting over my implementation, I really don't like the dummy arguments required by constructors like Tip. There are other approaches to dealing with this, but I haven't yet found a better one. If you use a functional dependency such as r -> a in the definition of Alg'', then a would be uniquely determined by r. In the case of size'', we would have to specify a concrete element type for Tree' instead of the parameter a (or use undecidable instances). Perhaps, dear reader, you might have a better solution?

The incremental fold pattern is great for documenting an idea, but it has several downsides: (1) The obvious one is that it requires modifying a datatype and code. This is not always desirable and often not practical. (2) Implementing an incremental fold can involve a lot of boilerplate code and many, small changes that are monotonous and boring. It's very easy to make mistakes. In fact, I made several copy-paste-and-forget-to-change errors while writing this article.

As Jeremy Gibbons and others have shown us, design patterns are better as programs. Since the code is so regular, it seems very receptive to some generic programming. I plan to explore this further, possibly using one of the many generics libraries available for Haskell or designing a new one. Suggestions and feedback are welcome.

Update 2008-03-30: The source code for this entry is now available at GitHub.

2008-08-30

I git it now!

After a lot of discussion about GHC switching from darcs to git, I was tempted to try it out. Today was an experimentation day for me, and it turned out really well.

I come from the world of Subversion. It has been my primary VCS for a number of years, and that's mostly by circumstance. In my master's program, it was just easiest to get access to. At my last job, SVN was the main repository for everything. I became very familiar with it: it's quirks with moving files, it's problems with merging branches, and so on. Sure, it's not the best, but it worked well enough. In fact, my current place of employment also uses SVN extensively.

As I gradually become more familiar with the Haskell community, I encountered darcs. I never really became comfortable with it, though. It was quite slow for basic things. The large number of commands and the many ways of doing things that are similar but slightly different was, truth be told, somewhat overwhelming. Of course, I only used darcs to pull source repositories for building. I never had my own repository or tried to send a patch to someone else.

Then, this thing with GHC and its libraries came up. They were looking for maintenance of the SYB library, and we volunteered. I presume that the GHC developers are going to set up git repositories for the libraries, so I figured I should get to know git. In my reading, I had learned about several features of git that intrigued me. It was these features that lured me in and have pretty much captured me, too.

First, there's the concept of local branches. I love it! I can't get enough. I generally make copies of directories and files to do my own form of local branching. Perhaps it's naive, but it is the best solution I had found up to now. I often don't want to check unstable code or unused code into the central repository. Either it's more effort than I want to spend at the time or it ends up in a branch that is forgotten about and gets out of date quickly. The git local branches are simple: I don't have to spend time copying. They are quick: git checkout <branch>. And they stay in the same place as the master branch, so I don't have to search for them in my files. Wonderful!

Second, git has a very nice extension, git-svn, for integrating with a Subversion repository. Since we use that at work, I can try out git and using it to actually do work. That's what today's experiment was about.

As for comparing VCS tools, I can't say I'm very qualified. My general (and limited) experience with darcs is that it is very slow and difficult to figure out how to use. My experience with git is that while it has a very large number of commands, it is thoroughly documented. There are a number of tutorials available to point out what I need to get started using. Plus, there's the page on git for Subversion users.

So, I will continue to experiment with git, since I can do it without much difficulty. So far, I'm more happy than not. It's obviously not perfect, but I like the things it does best.

2008-01-25

Smart constructors

[Ed: This being the inaugural post in my technical blog, I felt I should start with a topic that's rather introductory and... constructive as the case may be.]

I recently found myself confronted with the following problem in my Haskell code. I needed to create elements of an algebraic data type; however, in order to store the intermediate results of a computation, part of each constructor was generated from the other parts. It can be difficult to work with such a type, but there is a solution! Let me attempt to provide a scenario and explain both the naïve way and the smart way.

First, let's use the following data type as our pedagogical substrate:

data Expr = Val Int | Add Expr Expr

The above tells me that this expression type may be constructed as a value Val containing an integer Int or as an addition operation Add containing 2 subexpressions. With this fairly simple type, I might want to encode an arithmetic expression e1 such as (4 + 2) + 7. The result might look like so:

e1 = Add (Add (Val 4) (Val 2)) (Val 7)

The canonical follow-up to this would be an evaluation mechanism for expressions:

eval :: Expr -> Int
eval (Val i) = i
eval (Add e1 e2) = eval e1 + eval e2

When I call eval e1, it recursively traverses the tree described in e1 as evidenced by the calls to eval in the Add component.

Now, suppose I'm developing an application using the data type Expr [Ed: What—a calculator?], and I need to deal with very large expressions. The expression trees can be very deep and wide, requiring eval to spend time visiting every node. In order to remove the need for that potentially time-consuming traversal, I want to have expressions evaluated upon construction from the bottom up. So, given that the only real computation involved in our eval function is addition, let's append the result type Int onto the Add constructor for storing the result.

data Expr = Val Int | Add Expr Expr Int

Now, when we build our expression, we do the addition as well.

e2 = Add (Add (Val 4) (Val 2) (4+2)) (Val 7) (4+2+7)

But wait... That doesn't really make sense. Shouldn't the computer be forming the addition operations for us? This seems very error-prone. Let's try breaking down our construction of e2, so that we're building a single expression at a time.

e3 = Add (Val 4) (Val 2) (4+2)
e4 = Add e3 (Val 7) (??+7)

That didn't really help much, either. I suppose we could extract out the 4+2 bit like so...

i = 4+2
e5 = Add (Val 4) (Val 2) i
e6 = Add e3 (Val 7) (i+7)

but then it seems like we're creating extra work. I mean, this is functional programming! There should be an easier way to do this! [Ed: Fine. Now, will you please get to the point soon.]

And indeed there is! It's called a smart constructor. [Ed: Oh really? The title did not give that away at all, I swear!] The process is as simple as replacing the actual Add constructor with a function. This function takes in the same arguments as Add with the exception of the result value, computes the result, and returns a complete Add. Here it is in all its glory.

makeAdd :: Expr -> Expr -> Expr
makeAdd (Val i1) (Val i2) = Add (Val i1) (Val i2) (i1+i2)
makeAdd (Val i1) (Add e2a e2b s2) = Add (Val i1) (Add e2a e2b s2) (i1+s2)
makeAdd (Add e1a e1b s1) (Val i2) = Add (Add e1a e1b s1) (Val i2) (s1+i2)
makeAdd (Add e1a e1b s1) (Add e2a e2b s2) = Add (Add e1a e1b s1) (Add e2a e2b s2) (s1+s2)

As you can see, there are no recursive calls in makeAdd. We are effectively hiding the computation as well as the fact that there is this third argument to the constructor. Consequently, makeAdd is just as easy to use as the constructor of the original Add (before appending the Int):

e7 = makeAdd (makeAdd (Val 4) (Val 2)) (Val 7)

In addition, we can rewrite eval so that it will simply fetch the precomputed value of an Add.

eval :: Expr -> Int
eval (Val i) = i
eval (Add e1 e2 s) = s

And that's the basics for smart constructors. There are a few more things to add, but I think I'll stop for now. Perhaps I'll revisit this subject in a later entry.